CMFAS MODULE 5: Preparation Pack - CMFAS Module 5 (4th Edition v 201309).Chapter 1 – The Regulatory Bodies and Associations Chapter 2 – Financial Advisers Act (FAA) and FinancialAdvisers Regulation (FAR) – Financial Advisers andRepresentatives Chapter 3 – FAA & FAR - Conduct of Business, Powersof Authority and Offences Chapter 4 – MAS Notices (Part I) Chapter 5 – MAS Notices (Part
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CMFAS MODULE 5: Preparation Pack - CMFAS Module 5 (4th Edition v 201309).
Chapter 1 – The Regulatory Bodies and Associations
Chapter 2 – Financial Advisers Act (FAA) and Financial
Advisers Regulation (FAR) – Financial Advisers and
Representatives
Chapter 3 – FAA & FAR - Conduct of Business, Powers
of Authority and Offences
Chapter 4 – MAS Notices (Part I)
Chapter 5 – MAS Notices (Part II)
Chapter 6 – MAS Notice No: FAA – N06 – Prevention of
Money Laundering & Countering the Financing of
Terrorism – Financial Advisers
Chapter 7 – MAS Notice Nos: MAS 302 & MAS 307
Chapter 8 – MAS Guidelines - Part I
Chapter 9 – MAS Guidelines - Part II
Chapter 10 – Revised Code On Collective Investment
Schemes
Chapter 11 – Central Provident Fund
Chapter 12 – Needs Analysis
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